Tsutomu Omodera Mr. Tsutomu Omodera, a Managing Director who is responsible for the operation of AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED (“AEONTS”), shall be liable for AEONTS’s failure
AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED (“AEONTS”) had duty to prepare and submit the key financial ratio report for the year 2020
granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Mr. Plasorn Dhumchai Mr. Plasorn Dhumchai, the director who is responsible for the operation of Smart Terminal Corporation Co.,Ltd. , shall be liable for Smart Terminal Corporation Co.,Ltd.’s
Renaissance Fund Management LTD Renaissance Fund Management LTD failed to prepare the balance sheet and the profit and loss account for the first six months of the financial year 2019 by posted in a
Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. dishonestly deceived the investors by asserting false statements in order to induce the investors to believe that the
M.L.Thongmakut Thongyai M.L.Thongmakut Thongyai chief executive officer who is responsible for the operation of Krungthai XSpring Securities Co., Ltd. (KTX) shall be liable for KTX failed to prepare
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to comply with the rules of the Capital Market Supervisory Board when DBS failed to maintain the net capital which violated section 141 of the
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to submit an accurate and truthful report of the net capital to the office of Securities and Exchange Commission which violated section 109 of