new shares for capital increase) Principles Creates returns to directors or employees Application of approval for EJIP must be submitted to the SEC because the offer for the sale of shares to
Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the
Company which listed companies hold > 50 percent shares Other public company limited (approval conditions will be simple which only require the decision of the shareholders' meeting, without having to
bills. - Can be offered only to II or HNW. - If the offering is made to HNW, it shall be made through intermediaries. - For the offering bills, a statement 'This bill is a security and approved for sale
- Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a
inform suspicious circumstance that may involve illegal activities to the appropriate public authorities as specified by law. Therefore, it may not be considered that information disclosure is in
inform suspicious circumstance that may involve illegal activities to the appropriate public authorities as specified by law. Therefore, it may not be considered that information disclosure is in
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
/ bonds with a bondholders' representative). - Can be offered only to persons related to the issuer or II or HNW. - If the offering is made to HNW who is not a person related to the issuer, it shall be made