TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

Eco Coat Company Limited Eco Coat Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report (series 5) to the SEC office within April 30, 2021 which is the

Eco Coat Company Limited Eco Coat Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report (series 4) to the SEC office within April 30, 2021 which is the

TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003

failure to prepare and submit the result of the crowdfunding debentures sale report (series 5) to the SEC office within the period specified by the notification of the SEC resulted from the instruction or

;s failure to prepare and submit the result of the crowdfunding debentures sale report (series 5) to the SEC office within the period specified by the notification of the SEC resulted from the

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 2) to the SEC office within August 30, 2018

True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 3) to the SEC office within March 2, 2019