Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
public limited company to undertake securities business in the category of investment advisory service under this Ministerial Regulation. Clause 2 Applicant for securities business license in the category
foreign commercial bank or foreign life insurance company under the third paragraph shall also have qualifications specified under the second paragraph. Clause 4 Limited company or public limited company
foreign commercial bank or foreign life insurance company under the third paragraph shall also have qualifications specified under the second paragraph. Clause 4 Limited company or public limited company
Person intending to apply for operate securities business license in the category of mutual fund management shall be limited company or public limited company which is newly established for operating
Establishment of Mutual Funds 4. Undertakings after approval (1) The mutual fund management company shall offer for sale of investment units within two years from the date of approval. (2) In the initial public
Establishment of Mutual Funds 4. Undertakings after approval (1) The mutual fund management company shall offer for sale of investment units within two years from the date of approval. (2) In the initial public
Baht by foreign companies Regulations SHARE : Detail Content Debt Securities Debt Securities Denominated in Thai Baht by Foreign Companies Private Placements to Limited Number of Investors