TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003

Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the audited financial statements for the year 2018 through the transmission

K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the reviewed financial statements for Q1/2019 through the transmission system

K.C. Property Public Company Limited K.C. Property Public Company Limited, a listed company, failed to prepare and submit the reviewed financial statements for Q2/2019 through the transmission system

K.C. Property Public Company Limited K.C. Property Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and (2) the reviewed financial statements

Mr. Thepthiwa Bootprom Between September 22, 2015 and October 27, 2016, Mr. Thepthiwa Bootprom aided and abetted the former executive of K.C. Property Public Company Limited (KC): (1) Mr. Krittiphat

Miss Nittha Kongkarien (formerly named Miss Jaroonluck) Between September 22, 2015 and October 27, 2016, Miss Nittha Kongkarien (formerly named Miss Jaroonluck), secretary to the K.C. Property Public

Bank of Ayudhya Public Company Limited Between March 2, 2022 to February 5, 2024, Bank of Ayudhya Public Company Limited (“BAY”) as a debenture holder representative of All Inspire Development