established under specific law; or (6) newly established limited company or public limited company to undertake securities business in the category of investment advisory service under this Ministerial
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By
specific law as specified by the SEC and published in the Government Gazette; or (6) newly established limited company or public limited company to undertake securities business in the category of private
company or public limited company which is newly established for operating securities business in the said category mutual fund management under this Ministerial Regulation. Clause 3 Limited company or
foreign commercial bank or foreign life insurance company under the third paragraph shall also have qualifications specified under the second paragraph. Clause 4 Limited company or public limited company
Institutional Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the
by Foreign Companies Private Placements to Limited Number of Investors (PP-10) Private Placement to Institutional Investors (II) Private Placement to High Net Worth Investors (HNW
> Debt Instrument > Sukuk Regulations SHARE : Detail Content Debt Securities Sukuk [1] Private Placements to Limited Number of Investors (PP-10) Private Placement to Institutional
the same criteria as required for the secondary public offering will be applied. Related Manuals/ Guidelines Appendix 1: Events that would require a company to update company information in the
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the