. Clause 2 The following financial institutions shall be eligible to file an application for approval on establishment of limited company or public limited company to undertake securities business in the
Director and Managing Partner, The Advisor Company Limited Visiting Professor of Economics, Sasin Graduate Institute of Business Administration Director, TMB Bank Public Company Limited Executive Vice
management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity established under specific law as specified by the SEC; or (f) limited company or public
company under law on securities and exchange ; (4) life insurance company under law on life insurance; (5) financial institution established under specific law; or (6) newly established limited company or
foreign commercial bank or foreign life insurance company under the third paragraph shall also have qualifications specified under the second paragraph. Clause 4 Limited company or public limited company
foreign commercial bank or foreign life insurance company under the third paragraph shall also have qualifications specified under the second paragraph. Clause 4 Limited company or public limited company
of Custodian Approved by the office of SEC No. Custodian Name Address Approval Date Commencement Date 1 TISCO Bank Public Company Limited 48/2 TISCO Tower, North Sathorn Road Silom Bangrak
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
Officer, TMB Bank PCL Trainings The National Defense College ( Class 2007 ) Certificate, Financial Executive Seminar, Bangkok ( FINEX IV ) Certificate, Capital Market Academy Leadership Program