category of mutual fund management, unless it is notified otherwise: 2.1 commercial bank established and registered in the Kingdom of Thailand; 2.2 finance company or finance and securities company
Notification of the Ministry of Finance SHARE : Detail Content -Unofficial translation- The Notification of the Ministry of Finance Re: Classification of Inter-Dealer Brokerage as Securities Businesses
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities
Finance; (3) the Director-General of the Department of Special Investigation; (4) the Governor of the Bank of Thailand; and ( 5) the Secretary-General of the SEC. In addition to the
manager shall also have the qualifications specified under Sub-clause (2) and (3). In case where shareholder under the first paragraph is a commercial bank under law on undertaking of finance business
) representative of the Bank of Thailand; and (c) representative of the Fiscal Policy Office, the Ministry of Finance. In this regard, the fine according to the criminal compounding shall be remitted to the
- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance business, securities business and credit foncier business; (3) securities company under the
after a specified period. The guarantor shall be a juristic person (not the mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank
after a specified period. The guarantor shall be a juristic person (not the mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank