TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Company Limited ("BGRIM"), CMO Public Company Limited ("CMO"), Floyd Public Company Limited ("FLOYD"), Gulf Energy Development Public Company Limited ("GULF"
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003
EASTERN ENERGY PLUS COMPANY LIMITED Eastern Energy Plus Company Limited (“EEP”) offered for sale newly issued securities in the category of debentures without approval from the SEC office which is in
AI Energy Public Company Limited AI Energy Public Company Limited (“AIE”) has failed to submit the reviewed financial statement for Q3/2016 to the SEC and the SET within the specified period. On June
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
ENERGY MAHANAKHON COMPANY LIMITED This case is in the process of inquiry by the inquiry official. SEC Act S.34 Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023