TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in

UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules

Mr. Monthon Chatuwallopkul Mr. Monthon Chatuwallopkul, a former Deputy Managing Director of Accounting, Finance and Corporate Management, was responsible for the operation concerning accounting and

Mr. Monthon Chatuwallopkul Mr. Monthon Chatuwallopkul, a former Deputy Managing Director of Accounting, Finance and Corporate Management, was responsible for the operation concerning accounting and

Mr. Monthon Chatuwallopkul Mr. Monthon Chatuwallopkul, a former Deputy Managing Director of Accounting, Finance and Corporate Management, was responsible for the operation concerning accounting and

Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC