perform and was the failure to deliver services http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 25/08/2022 assets and derivatives contracts related to digital assets trading between 25/08
derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took
operation, control and risk management of derivatives broker which violated section 113 of http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 30/04/2001
Company Limited (“VI”)), a securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business