competence of investment in a variety of products and enhancing intermediaries? competitiveness in preparation for the BOT?s Capital Account Liberalization Plan, the SEC has promoted dissemination of
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory
engagement quality reviewers (EQR) of listed companies must have competence, capabilities and authority at a level not less than auditors in the capital market who audit listed companies. In the event that an
Section 241 of the SEA in conjunction with Section 86 of the Penal Code. She agreed to enter the criminal fining process and paid a fine of 333,333.33 baht. _____________________________ *TIES symbol
use the SRI Fund symbol when marketing such funds in Thailand under the HK-TH MRF project, which requires that asset management companies disclose fund information according to the destination
time. Third, Country Top 3 PLCs Award is given to companies with the top 3 highest scores in each country. For Thailand, the top 3 highest performers in SET-symbol alphabetical order are Bangchak