had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
into force since 3 March 2021. Additionally, the SEC has revised related regulations to allow the existing business operators to switch to License E or PF License in line with the business model they
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of
the transaction will be beneficial to GOLD. The SEC, however, had an observation on appropriateness of asset valuation, weighted quality score method adopted, selection of comparable assets as well as
benefit from realization of investment in associated company by equity method. {A}'s action was deemed as using inside information in such a way as to take advantage of other persons in violation of
F8) not relevant to the method of trading order submission is in violation of Clause 20(1) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel
method was not allowed according to the company's articles of association. Later, on 26 June 2017, the Department of Business Development, the Ministry of Commerce issued an order rejecting the
capital increase proposal for private placement, feasibility and objective for company?s interest including appropriateness of placement method, placement price and price determination as well as share
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under