name ] filed on Position in the Company Director [ ] President [ ] President and Independent Director [ ] President Independent Director and Member of Audit Committee [ ] Director [ ] Independent
the company. Security of computer server system · Install a patch of program of system software such as such as DBMS operational system and web server etc. in order to fill consistently a loophole of
Custodian dated 30 March 2001. Clause 2. In this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager
; (c) establish password management systems to ensure security of passwords; (d) tightly restrict and control the use of utility programs and limit access to program source code. Additional Guidelines 1
traded fund (ETF) which allows investors to redeem investment units directly from the mutual fund management company, the intermediary may accept redemption orders outside its offices without complying
2 In this Notification: “ intermediary ” means a securities company or a derivatives intermediary. “ the Notification concerning personnel ” means the Notification of the Capital Market Supervisory
September 2013; “ software program ” means any calculation system which displays an analysis to give advice on the value or the appropriateness of any investment in securities or derivatives; “ IT assets
โทรคมนาคม ระบบระบายอากาศ และระบบปรับอากาศ เป็นต้น 2. ผู้ประกอบธุรกิจควรจัดให้มีมาตรการป้องกันสายเคเบิลที่ใช้เพื่อการสื่อสาร สายไฟ และอุปกรณ์ ที่เกี่ยวข้อง เช่น floor switch และท่อเดินสายเคเบิลและสายไฟ อย่าง
of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
securities company licensed to undertake the securities business in the category of securities brokerage or securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives