selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name
selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name
> Amalgamation and merger of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 14. Amalgamation and merger of mutual fund An amalgamation of mutual fund A + B = C A merger of mutual fund A
> Amalgamation and merger of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 14. Amalgamation and merger of mutual fund An amalgamation of mutual fund A + B = C A merger of mutual fund A
Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о Securities Dealer о Derivatives Dealer • Advisor о
or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other
amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of
units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting
fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund
fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund