whether such service provider is borrower's or lender's counter party of agent. Undertaking securities borrowing and lending business under the first paragraph shall, however, not include the followings
- - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue
fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis) Disclosure of information (Filing
(MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis) Disclosure of information (Filing) Filing - Minimum
. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis). 30,000 baht/ 2 years (MTN or 30,000 baht/ each application (Issue basis). Disclosure of information (Filing
selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name
selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with