Navista Global Markets Ltd. Navista Global Markets Ltd. (Navista) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The
GISP Ltd. GISP Ltd. (GISP) operated derivatives business without license by representing itself to the general public as a gold futures trading agent. The company contacted and solicited the public
futures trading agent. The company contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com to
revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for rendering services. The revenues were not generated from the actual
toner and printers, Baht 26.09 million, were the revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for selling of goods. The
revenues from normal course of business. As a matter of fact, such revenues were classified as other incomes from acting as agent for selling of goods. The revenues were not generated from the actual
Mr. Pattanapong Tanumathaya Mr. Pattanapong Tanumathaya failed to report the acquisition or disposal of ASCON shares to the SEC Office within the period specified in the notification of the Capital
Mr. Vorasit Pokachaiyapat Mr. Vorasit Pokachaiyapat failed to report the acquisition of Finansa Public Company Limited (“FNS”) shares to the SEC Office within the period specified in the
Mr. Ongart Thumrongsakunvong Mr. Ongart Thumrongsakunvong failed to make a timely report of the acquisition or disposal of shares of Interhides Public Company Limited (IHL). Between August 28, 2006
Mrs. Kanjana Suwannapasri Between October 17, 2008 and March 20, 2012, Mrs. Kanjana Suwannapasri failed to report to the SEC Office the acquisition or disposal of Union Petrochemical Pubic Company