is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate. The draft notification also allows business operators to
Thai rulemaking กฎหมาย/กฎเกณฑ์ × Home > กฎหมาย / กฎเกณฑ์ > กระบวนการออกกฎหมาย กระบวนการออกกฎ
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
(Thai/English), date of birth, citizenship, sex, marital status, father’s name,/mother’s name, (former) titles, (former) surnames, name of spouse, IP numbers, behavior for visit to the website of the SEC
, Chinnavat & Peangpanor Ltd. It also draws on the 2011 Corporate Governance Report of Thai Listed Companies prepared by the Thai Institute of Directors and the modular FSAP for Thailand conducted by the World
the Thai Capital Market as an Important Alternative for Fund Mobilization and Investment Achieving Efficiency and Competitiveness for the Thai Capital Market ■ Establishment of Derivatives Market as an
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
to explain the reasons for the change. Securities commissions, stock exchanges and public interest oversight bodies, where they exist, should exercise oversight and enforcement of standards for