At the joint meeting held at the SEC Building yesterday, the SEC led by Secretary-General Pornanong Budsaratragoon and the management, and the ASCO led by Chairman Pichet Sithi-Amnuai, directors and members (consisting of executives and representatives from 38 securities firms) held discussions and shared views regarding operations that may affect trust and confidence in the Thai capital market such as the use of program trading/ high-frequency trading. The participants also discussed approaches...
emerging market situations.SEC has proposed to revise the guideline on maintaining liquidity of fixed income funds in order to match their redemption and settlement policies by requiring fixed income funds
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech
In the event, Dr. Pichit Akaratit, SEC Chairman, honorably gave an opening remark. Whereas Ruenvadee Suwanmongkol, SEC Secretary-General, delivered welcome remark and stated the objectives of this symposium. More than 300 participants from both public and private sectors in the capital market as well as academic sector attended this event which held at World Ballroom, Centara Grand at Central World, Bangkok on 24 November 2020. SEC Chairman Pichit Akaratit noted: “Research is a process of...
debt in sustaining the net capital**. Moreover, the proposed amendment included a review of the risk haircut rates used in calculating the net capital adequacy in alignment with the current conditions
shared their views on the role of Thailand Taxonomy, its usability and suggestions for future supporting and improvement measures. All relevant parties agreed that Thailand Taxonomy could be a credible
of women entrepreneurs supporting each other to lay their stake in the economy. "It is crucial to support female entrepreneurs in scaling their businesses towards sustainable growth and developing
eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of