maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep
mobilizing and investments. The benefits of capital market are maximized through the contributions to the development of the country's potential and competitiveness, supporting business growth, diversifying
judgments; ● Repeated complaints of the same matters that have already been clarified by the SEC, without new information or additional supporting evidence; ● Claim for damages or compensation or private
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of
maintaining of the status of listed companies with respect to chairman and CEO, or equivalent position, of the SET Regulation Re: Listing of Ordinary Shares or Preferred Shares as Listed Securities (No.6) B.E
ต่างประเทศ อาทิ ASIC Annual Forum 2018 หัวข้อ Maintaining Trust ณ ประเทศออสเตรเลีย, APEC Financial Regulators Training Initiative หัวข้อ Risk-based Supervision ณ ประเทศเวียดนาม, The 12th Regional
Forum 2018 หัวข้อ Maintaining Trust ณ ประเทศออสเตรเลีย, APEC Financial Regulators Training Initiative หัวข้อ Risk-based Supervision ณ ประเทศเวียดนาม, The 12th Regional Leadership Programme for Securities
New SEC TH 2021 page 14-37.indd 1 รายงานประจาปี 2564 เป้าหมาย ฟื้นฟูและเข้มแข็ง S-special Supporting liquidity: ตลาดทนุมีเครือ่งมือช่วย เสริมสภาพคล่องให้กับกิจการที่ประสบปัญหาโควิด-19 ก.ล.ต. ออกหล