Financial Statement Surveillance Workshop to be a platform for sharing of knowledge and experience from conducting reviews of audited financial statements. ACRA and other organizations, such as International
Automatic Optimization System Chiller & AHU Control Lighting Control Output Automatic Control Higher Productivity On Time Reduce Human Error Resource Efficiency 20 Store Head office (Maintenance Center) 10
of the monitoring and root cause analysis on such deficiencies, remediation plan preparation and the follow-up of the remediation plan. The SEC will continue to assist audit firms and follow up on
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals
Sukonthaman Office of the Secretary-General Mr.Thawatchai Pittayasophon (Acting) Enforcement department Ms.Supa Thamthitivat licensing department Mrs.Sureerut Suradecha Corporate Monitoring department Mr. Anek
personnel of the policies and the practices as well as a procedure for continuous and regular monitoring and amending of the policy. 3. The management should determine the guideline for conducting compliance
all 5 steps Pre-Listing & Listing Trade Surveillance Ongoing Obligations Escalation to Public Delisting1 2 3 4 5 Revise qualifications of companies to be listed on SET and mai Require consistent
-class investments ▪ Step 5: Review portfolio implications: ▪ Tracking error ▪ Style factors ▪ Step 6: Monitoring, reporting and audit Screens are often based on data, obtained from third-party providers
aggregating, channeling, and monitoring economic resources in an efficient manner, contributing to development of the country’s potential and competitiveness. 2. Objectives The Committee has laid down six