the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
Following a report from Krungthai Zmico and SEC’s further investigation, it was found that during 22 - 24 November 2017, Niparporn placed the right to IPO allocation of three clients to the clients
token named MRC coin, which is a utility token that the underlying rights cannot be readily exercised on the issuance date, to the public without an approval from the SEC Office. This case is in the
trade volume of Thai Enger Holding Public Company (TIGER) with intention of getting the price of TIGER stocks to be higher than IPO price. SEC Act S.244/3(1)(2) in conjunction with Section 83 of the
which was a mutual fund from New Zealand has now been submitted.Furthermore, the meeting also reached an agreement on further implementing the project that focus on making the ARFP project more widely
until July 31, 2014.The Project was launched to raise awareness and accessibility to capital market among business operators in areas of research, development, science, technology and innovation as well
and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and
Bangkok, March 14, 2014 ? The SEC organized an event to announce the success of ?Pride of the Provinces? Project, joined by 219 companies from 39 provinces since its launch in 2011. Last night, 16