Capital Markets and Services Act 2007 (“CMSA”) as a Recognised Representative (“RR”). REGISTRATION SC Malaysia 6 • Licensed, registered, approved or authorized by the Home Regulator in a Recognised ACMF
licensed to undertake Type C securities business and a person licensed to undertake Type D securities business is eligible to undertake securities business relating to such share. For the purpose of the
the supervision of the State or the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being
as long as he/she remain licensed or registered or authorized in home jurisdiction for activities that he/she is carrying out in the host jurisdiction. (13) Validity period 2 calendar years. (14
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives broker or derivatives fund manager; “derivatives exchange” means a
hereby issues the following regulations: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives
investment in Trang Sure Co.,Ltd. at ratio 19.8% which more than standard of 10% so the company has just report this transaction. Signatu re…………........……………………….Authorized director (Mr.Surin Tohtubtiang
notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of