, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC inspection; 5. Complaints with other agencies, i.e., please specify whether or not
or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed Derivatives Broker Registered Derivatives Broker Securities Dealer Securities Companies and Other
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Content List of Licensed Fund Rating Agencies No. List of Licensed Approval Date 1 REUTERS (THAILAND) LIMITED 34-35th Floor, U Chu Liang Building, 968 Rama IV Road, Silom, Bangrak Bangkok 10500
Operators Regulatory Summary Related Manuals and Guidelines Related Rules and Regulations Related Forms “Digital Asset Business Operator" refers to a licensed operator of digital asset businesses, but not
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
Operators Regulatory Summary Related Manuals and Guidelines Related Rules and Regulations Related Forms “Digital Asset Business Operator" refers to a licensed operator of digital asset businesses, but not
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
, please check the list of the SEC licensed business operations/investment advisors at: SEC Check First (Thai versions) List of Digital Asset Businesses SEC and Investors Be Wary of
ARFP allows units of funds authorized in a participating country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors