reliability of the Thai Capital Market. Normal 1. Qualification of approved auditor s (Reference to clause 6(2) and Clause 8) Individual Qualifications being a certified public accountant
approved auditor s (Reference to clause 6(2) and Clause 8) Individual Qualifications being a certified public accountant whose license is still valid, being a leader of an audit firm or
mutual fund in compliance with the accounting standards prescribed by related regulations on accounting. The financial reports must be audited and given opinions by the auditors who has been approved by
financial reports must be audited and given opinions by the auditors who has been approved by the SEC. 4.2 As for a country fund which is a mutual fund that offers all investment units for sale to investors
> Financial Reporting and Audit Oversight > Auditor Supervision > Regulatory Summary of Approved Auditor in Capital Market Regulations SHARE : Detail Content Financial reporting and audit
. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare
Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms FAQs List of approved ASEAN CIS Regulatory Summary Standard of Qualifying CIS Standards of Qualifying CIS consist of
the ARFP project and its development, please click here . Regulatory Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms List of approved ARFP Passport Funds
Manuals/Guidelines Related Rules and Regulations Related Forms List of approved ARFP Passport Funds Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A