to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during April 7, 2022 to July20, 2022, Zipmex did not fully disclosed necessary information
Zipmex, Zipmex Asia Pte. Ltd. and Zipmex Pte. Ltd. Accordingly, the disclosure of such information by Zipmex was not in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee
in violation of the rule whereby securities selling or allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair
Shin-A Service Company Limited Shin-A Service Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report to the SEC office within the period specified in the
M.T.W. Industrial Company Limited M.T.W. Industrial Company Limited failed to prepare and submit the result of the crowdfunding debentures sale report to the SEC office within the period specified in
the period specified in the notification of the SEC. However, the result of the convertible debenture sale report was later filed with the SEC Office on October 26,2020. SEC Act S.64 paragraph 2
RPSC Chemical Company Limited RPSC Chemical Company Limited failed to submit the result of the crowdfunding debentures sale report to the SEC office within the period specified in the notification of
consolidated financial statements. The revision was to recognize the gain on disposal of investment in the subsidiary to equity attributable to shareholders of the parent in the consolidated financial statements
violation of Section 315 of the Securities and Exchange Act B.E. 2535. On October 7, 2020, the Criminal Court sentenced the defendant to 10 years in prison. The defendant exercised the right to appeal. The
instruction or the failure to give instruction which is a duty required to be performed. Criminal Complaints This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 56