company must act pursuant to the criteria of related party transactions. Additional requirements for warrant – PP Approval for warrant – PP must be registered with transfer restrictions. In case of an
of the bills. - In case of bills having an agreement to provide additional collateral for debt repayment, such agreement must be enforceable under the law. - Applicable to the offering of short-term
Trust (REIT) is a fund mobilizing vehicle for business entities to finance the current activity or to develop a new project. A REIT provides investors with an alternative in investment, and benefits from
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
, investors should seek full information of the products and study it carefully before making an investment transaction via any platform, mobile application included. Fund information is available in full
> ICO Portal Regulations SHARE : Detail Content Initial Coin Offering Portal (ICO Portal) An ICO Portal is a provider of an electronic system for facilitating the offering of newly issued digital tokens
it as part of the required documents for an approval of ASEAN CIS. ASEAN CIS Fact Sheet Template (for Inbound only) Fact sheet of ASEAN CIS to be disclosed to investors in Thailand shall be
documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund Remark: Form 69 – CIS full forms an integral part of Form 35 – ARFP CIS . CIS Operator is required to complete
on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved