with the company in an amount staring from 20 million baht or more or from three percent of NTA, whichever is amount is lower, unless such foregoing relationships have ended for at least two years prior
TSI of the Stock Exchange of Thailand, the Thai Institute of Directors and the Thai Listed Company Association; An in-house training course or seminar organized by the applicant company is required to
having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
reports for clients' review 4. Equipped with an electronics platform in rendering services. An arrangement of knowledgeable and competent staffs is required for taking part in determining processes and
company must act pursuant to the criteria of related party transactions. Additional requirements for warrant – PP Approval for warrant – PP must be registered with transfer restrictions. In case of an
common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
correctness of information provided. 2. Listing in the Stock Exchange no restrictions listing in the Stock Exchange is required 3. Offer for sale through an underwriter no restrictions with restrictions 4
ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms Regulatory Summary Required documents for an approval of Foreign ETF (for inbound