under the Securities and Exchange Act B.E. 2535 is hereby repealed. Clause 2 Person intending to apply for operate securities business license in the category of mutual fund management shall be limited
Thai Treasury Stock Sign In การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณสามารถเลือก
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
Thai MinistrialRegulationSEAArchive-a Sign In การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูล
Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's profile in the form as publicized in the SEC's website
The followings are on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS
The followings are on-going requirements * for CIS Operator who makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS
CIS Operator must submit a completed Form 35 – ARFP CIS in hard copies accompanied by all supporting documentation as specified in Form 35 – ARFP CIS to the SEC Thailand for the ARFP Passport Fund
Operator must submit a completed Form 35 – NRI CIS in hard copies accompanied by all supporting documentation as specified in Form 35 – NRI CIS to the SEC Thailand for the ASEAN NRI CIS. 2. ASEAN CIS