conference where the SEC will held it with the Revenue Department, the Federation of Thai Capital Market Organizations (FETCO), the AIMC, and the Stock Exchange of Thailand (SET).” Thailand ESG Fund is
who were her close relatives and friends instead. In so doing, she secretly used her supervisor’s computer to change the names of the persons having the right to such IPO allocation. Consequently, the
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
-security: concerns over confidentiality of data. Cyber-security may not be an IT issue but a business risk. Consideration being given to what cyber-security risks mean to the financial preparers and auditors
solicitation when in fact the public company did not even file an application for share offering, thus never listed on the SET as previously claimed. The clients suffered damage as a result. The misconducts of
ลงทุนสินทรัพย์ดิจิทัล Digitalization of the Capital market (ภาษาไทย) Digitalization of the Capital market (English) เสี่ยงสูง.com Securities Token Offering (STO) กับตลาดทุนไทย มาตรการทางแพ่ง...เพิ่มความ
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follows: (1) During February – March 2017, Nutnicha solicited a client to buy IPO shares of a company, claiming that she had the right to buy such shares as an employee of Apple Wealth Securities. She
Bangkok, April 21, 2014 ? The SEC jointly with the National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Thai Business Incubators and Science Parks