of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of governmental agencies for the development of financial products and
of Good Corporate Governance for listed companies, and a new banking act and supporting regulation to improve bank corporate governance. The amendments to the SEA included clearer duties for directors
, Thailand 2004 was a very challenging year for Thai economy and the capital market. We were faced successively with the adverse impacts of the SARs, the bird flu, and the oil price increases. But despite
fund/ commodity/ gold/ oil and so forth with the fiscal annual average of not less than 80% of the NAV. ▪ In case of the fund with a https://publish.sec.or.th/nrs/9030s.pdf PowerPoint Presentation % 0% 0
uncertainty and external challenges led by record-high oil prices, fluctuation of foreign capital flows at rapid speed and in high volume, and US subprime mortgage crisis. Yet, the Thai capital market succeeded
achieved continual growth despite the emergence and persistence of multiple risk factors such as higher oil prices, global economic slowdown especially in trade alliance countries, exchange rate volatility
with international standards ; · Supporting the work of the ASEAN Capital Markets Forum (ACMF) – a joint initiative of the regional securities regulators endorsed by the Ministers of Finance of
with international standards ; · Supporting the work of the ASEAN Capital Markets Forum (ACMF) – a joint initiative of the regional securities regulators endorsed by the Ministers of Finance of
achieve sustainable outcomes without imposing undue burdens on regulated persons. Operating under limited resources, the SEC’s approach to regulatory and supporting measures combines intervention and