Accounting Supervision Department Mr. Prakid Punyashthiti Director Broker-Dealer Supervision Department (Executive Officers) Mrs. Nataya Niyamanusorn Director Corporate Affairs Department Mrs. Waratchya
take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and
amending the supervision of major shareholders, amending the supervision of persons who are not a director or do not have executive positions but have managing power in business operator, including
guidelines for application of approval of person to be director and executive of financial institutions under supervision of other regulatory authorities in respect of derivatives business with the guidelines
damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive
Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive of Securities Companies _____________ By virtue of Section 16/6 and Section 103 (4) of
.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
management committee, investment committee, or operation supervision committee, etc. Clause 2. As regard the application and approval for appointment of an executive of a derivatives business operator, the
of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No
company licensed to undertake derivatives business; (2) “executive” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to