12-month period: As ICO investors can run a risk of losing their entire investment, the SEC received a suggestion that an aggregate limit on the total amount each retail investor can invest in ICOs in
, 2017 for the price of not less than Baht 190 million. The resolution was also aimed to maximize Company and its shareholders’ benefits with the suggestion for Company to pay attention to adverse social
auditor (in case of being under supervision of internationally-recognized regulator) Remarks:- 50,000 baht (Unofficial Translation) 5 No. Details Fee (Baht /Percentage) Complaint and suggestion channels No
with which the applicant is affiliated Complaint and suggestion channels No. Complaint / Service channels 1) The Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak
’ benefits with the suggestion for Company to pay attention to adverse social impact on quite a number of students who have on-going studied in the school located on the land proposed to sell. The Company plan
case may be; 3. Application submitted after the latest approval of less than five years. 250,000 baht Complaint and suggestion channels No. Complaint / Service channels 1) The Securities and Exchange
trend. Therefore, it caused the brand royalty to be less. The Company managed the risks by listening to the comment and suggestion from different groups of consumer in order to develop the merchandises
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.
specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.