SEC Secretary-General Ruenvadee Suwanmongkol said that SEC has organized a panel discussion as an academic stage, aiming people to understand the background of “Libra” and which of its parts involving laws in Thailand, and exchange aspects from practitioners for digital asset consideration. “SEC will be an agency which opens for comments, enriches knowledge for all relevant parties, holds academic stages for interesting issues for exchange of views, and supports development and application...
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
The afore-mentioned Capital Market Development Plan, acknowledged by the Cabinet on Tuesday, January 31, 2023, consists of the following five strategic directions for continued growth of the capital market which is envisioned to become: Strategic Direction 1 Capital market for competitiveness (Competitiveness), in which potentiality and competitiveness of all sectors in the capital market and economic system will be reinforced. Strategic Direction 2 Capital market accessible to all (Accessibili...
The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to
novel Coronavirus (COVID-19) in the country, SEC has considered appropriate to revise the holidays of securities companies and derivatives business operators and, therefore, announced the cancellation
other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country
public offerings from the home country will be eligible for public offerings in the host country under the HK-TH MRF if the mutual fund complies with the relevant qualification requirements of the home
and consult with the SEC. Currently, some state enterprises have already met with the SEC to discuss the possibility of setting up infrastructure funds for the country?s infrastructure development
ขายแก่ผู้ลงทุนทั่วไปในอีกประเทศหนึ่ง (host country) ผ่านตัวแทนขายหน่วยลงทุนที่ได้รับอนุญาตใน host country ต้องได้รับอนุมัติจัดตั้งและเสนอขายเป็นการทั่วไปจากประเทศที่กองทุนรวมนั้นจัดตั้งขึ้น (home
รวมที่ได้รับการอนุมัติจัดตั้งและเสนอขายเป็นการทั่วไปจากประเทศที่กองทุนรวมนั้นจัดตั้งขึ้น (home country) และมีลักษณะเป็นไปตามกฎเกณฑ์ที่เกี่ยวข้องของ home country รวมทั้งข้อกำหนดเพิ่มเติมใน MoU สามารถเสนอ