expert in the fields of law, accounting and finance, separately; Secretary-General as commissioner and secretary. Chairman, expert commissioners and secretary-general each hold office for a four-year term
specified by law, and at least two of whom having management experience at listed or securities firms. Expert board members each hold office for four-year term and upon completion of their term may be
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
assessments are crucial for the development of the financial sector in Thailand as they help to ensure alignment of regulatory frameworks and supervisions with the corresponding international standards. The
a failure to perform duties with responsibility, due care and loyalty for the best interest of the company, which causes damage to the company or creates benefits for oneself or others. In this regard
name of the investment consultant. ● Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ● Details of the behavior causing the complaint
). The SEC chaired the committee for two consecutive terms from 2005 to 2008. In 2012, the SEC Thailand hosted the IOSCO APRC Meetings and Seminar. The Seminar focused on two topics: “Opportunities and