Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
. Additionally, the SEC is studying approaches to ensure confidence in sustainability reporting assurance.
successfully in the long run is a business matter that investors should study further along with relevant significant information to support their decision-making. Studying research papers on the target
comparison with foreign laws. TDRI is studying the pertinent laws in order to prepare suggestions for amendment of the Securities and Exchange Act. So far the study has covered the laws of 5 major countries
into the health and beauty business in the capacity of original equipment manufacturer (OEM) and original design manufacturer (ODM). MORE added that the company is currently studying investment
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client