. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board
propose agenda prior to shareholders’ meetings. To exercise shareholders’ rights efficiently, shareholders/investors should study listed company’s profile and information, study shareholders handbook and
propose agenda prior to shareholders’ meetings. To exercise shareholders’ rights efficiently, shareholders/investors should study listed company’s profile and information, study shareholders handbook and
authorities under IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures
authorities under IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures
may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
The board should demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives
invest Investors SHARE : Detail Content Rights before a decision to invest Before deciding to invest, the investors are entitled to receive information, so that they can study, analyze and decide
Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds (Section 3 Private Fund Management) Circular Letter No. SEC (Wor) 24/2552 Re: Clarification for Understanding of