enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial reporting disclosed to the public. The SEC requires the auditor in the capital market to
propose agenda prior to shareholders’ meetings. To exercise shareholders’ rights efficiently, shareholders/investors should study listed company’s profile and information, study shareholders handbook and
propose agenda prior to shareholders’ meetings. To exercise shareholders’ rights efficiently, shareholders/investors should study listed company’s profile and information, study shareholders handbook and
-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures of illegal practices in securities and derivatives markets. - enforcement authority and
-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures of illegal practices in securities and derivatives markets. - enforcement authority and
formulated the SEC Strategic Plan for 2024 – 2026 to set the direction for the supervision and development of the Thai capital market in order to enhance confidence and sustainability within the nation. The
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
. Carmen Nuzzo, Head of Fixed Income, Investment Practices, PRI Session ที่ 2 Case Study for applying ESG Integration in Equity asset โดย Mr. William Ng, Senior ESG Engagement Analyst, HSBC Asset
invest Investors SHARE : Detail Content Rights before a decision to invest Before deciding to invest, the investors are entitled to receive information, so that they can study, analyze and decide
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the