debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a
Secretary-General Tipsuda Thavaramorn said “Based on the regulation, we try to strike the balance between fostering innovation and building confidence to the relevant parties. Comments from all parties
. Besides, certain regulations will be revised to cope with systemic risks and volatility of capital flows. Additionally, supervision on offering of financial instruments will be reviewed to strike the right
Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
Investment Management Companies and Chief Executive Officer of BBL Asset Management Co.,Ltd., Win Udomrachtavanich, Chief of Executive Officer of One Asset Management Co., Ltd., and Kris Chantanotoke
,? she added.The 26 I Code endorsers are (1) Land and House Fund Management Co., Ltd., (2) One Asset Management Ltd., (3) SCB Asset Management Co., Ltd., (4) BBL Asset Management Co., Ltd., (5) Asset Plus
., Ltd.: SCBAM;(6) Merchant Partners Asset Management Limited: MPAM; and (7) UOB Asset Management (Thailand) Co., Ltd.: UOBAM*3. Six commercial banks, namely:(1) Bangkok Bank Public Company Limited: BBL;(2
Securities (Thailand) Co., Ltd. 12) Bualuang Securities Public Co., Ltd. 13) BBL Asset Management Co., Ltd. 14) Principal Asset Management Co., Ltd. 15) Finnomena
, Moong Pattana International Plc., and (6) Ms. Voravan Tarapoom, Chair of the Executive Board, BBL Asset Management. The panel discussion was moderated by Ms. Thanyaporn Krichtitayawuth, GCNT Executive