Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
Commerce. This topic measures the strength of minority shareholder protection against directors' misuse of corporate assets for their personal gain as well as shareholder rights, governance safeguards and
ทรัพย์เพิ่มเติม ทั้งข้อมูลทางการเงินและข้อมูลเชิงคุณภาพ ตั้งแต่การเสนอขายเป็นครั้งแรก (initial public offering) ตลอดจนมีการเปิดเผยข้อมูลที่จำเป็นต่อการตัดสินใจลงทุนตลอดเวลา (ongoing) เพื่อให้สอดคล้องตาม
) Engaging in activities which under normal circumstances are not expected roles of the board, including day-to-day management and decisions (such as procurement and staffing), ongoing monitoring that conduct
purpose. Explanation The following are examples of indicators of financial risk or difficulties to the company’s sustainability: (1) ongoing losses (2) poor cash flow (3) incomplete financial records