Phuvanatnaranubala, Secretary-General, Securities and Exchange Commision,Thailand at the Fitch Thailand’s 2010 Annual Conference, September 1, 2010 The Pan-ASEAN Vision: Driving the Integration of ASEAN Capital
/advertising information / services provided by the company, for instance: Solicitation to buy stocks/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms Regulatory Summary Required documents for an approval of Foreign ETF (for inbound
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
reputations, divided into two areas as follows: Staff Code of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
Conference in 2008. This milestone reflects the SEC’s continued commitment to removing limitation on enforcement cooperation with foreign regulators. The SEC is among 126 regulators around the world (including
เป็นผลมาจากการที่สำนักงาน ก.ล.ต. ได้ริเริ่มประชุมทางไกล (conference call) กับผู้ประเมินของธนาคารโลก จากกรุงวอชิงตัน ดีซี เป็นครั้งแรก โดยเลขาธิการ ก.ล.ต. ได้ร่วมชี้แจงพร้อมกับตัวแทนจากสำนักงานศาลยุติธรรม