ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms Regulatory Summary Required documents for an approval of Foreign ETF (for inbound
Thailand. This offers the investors the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms
Capital Market Supervisory Board, and the SEC Office. The SEC Code of Governance was prepared as required by law and equivalent to industries and international standards. This is to ensure that the
considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and there shall be no expression of opinion that the auditor's
is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or
regulations. To enable stakeholders to realize what they can expect from the work of the SEC and to benefit from utilizing capital market with confidence, we have prepared a Statement of Intent , declaring
for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and
/advertising information / services provided by the company, for instance: Solicitation to buy stocks/derivatives/mutual fund Portfolio information Email, address, telephone number, a certified copy of Thai
Thailand. Given on the date of 1st December B.E. 2538 Surakiet Sathienthai Finance Minister ____________________________________ This English version is prepared by Legal Department with the