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of the internal audit function has to be reviewed for independence and approved by the audit committee.  ​(5) Review, select, and recommend to the board for nomination and shareholder approval an

with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares

Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended)​   Clause 1   In this Notification: "securities company" 1

​​​​es ​​​ Investor A​lert ​ ​ ​ ​ Enforcement Fundraising Securities Issuing Companies Takeover Professionals Intermediaries ​​​​​​​​​​​List of Securities Businesses / Derivatives Businesses​​ Asset

than 75 percent of all board meetings in any whole financial reporting year.     Principle 3.6 The board should ensure that the company’s governance framework and policies extend to and are accepted by

transparency and accountability of the board of directors to build investor confidence. Such confidence is essential to raising capital and being a public listed company.   Confidence is indeed important; it is

transparency and accountability of the board of directors to build investor confidence. Such confidence is essential to raising capital and being a public listed company.   Confidence is indeed important; it is

/ Derivatives Businesses​​ ​ Securities Brokerage​​​ Securities Companies and Other Financial Institutions Staff or Agent (indiv​idual) Acting as Investor Contact of the Company   D erivatives Agent​​ Licensed

take part in determining directions and significant operations of the activities. Some of significant rights of the shareholders are: Rights before a decision to invest  Rights as a shareholder   ​ ​ SEC