1000X as a digital asset dealer on its platform. Additionally, Mr. Worawat promoted 1000X's services in Thai language through his social media. As a result, Mr. Worawat and 1000X jointly operated the
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
Miss Pilaipit Asawasuwan Miss Pilaipit Asawasuwan allowed Mr. Atthavut Skonthawat and Mrs. Sujeera Skonthawat to use her 3 securities trading account including her bank account related to stock price
Mr. Bee Taechaubol Mr. Bee Taechaubol making the tender offer of securities of Electronics Industry Public Company Limited (EIC) purchased 1,017,500 shares of EIC in the Stock Exchange of Thailand at
Everland Public Company Limited Everland Public Company Limited (?EVER?), a securities issuer, prepared and submitted the inaccurate the reviewed financial statements for Q2/2017 through the
Everland Public Company Limited Everland Public Company Limited (?EVER?), a securities issuer, prepared and submitted the inaccurate the reviewed financial statements for Q3/2017 through the
Everland Public Company Limited Everland Public Company Limited (?EVER?), a securities issuer, prepared and submitted the inaccurate the audited financial statements for the year 2017 through the
Shun Thai Rubber Gloves Industry Public Company Limited Shun Thai Rubber Gloves Industry Public Company Limited, a securities issuer, prepared and submitted the inaccurate annual report for the year