Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
the Securities Exchange or there occurs a special circumstance and the Securities Exchange needs a financial support from the Fund, the Fund Committee may consider granting such financial support to the
appointment. If the appointed person fails to resign within the said period, it shall be deemed that such person has never been appointed as the Chairman or commissioner, under the circumstance of which there
appointed as the Chairman or commissioner, under the circumstance of which there shall be appointment of another person as the Chairman or commissioner, as the case may be. SECTION 10.4 The Chairman and each
that such person has never been appointed as the Chairman or commission member, under the circumstance of which there shall be appointment of another person as the Chairman or commission member, as the
, the SEC shall have the power to specify conditions for undertaking trust business. In cases where there has been a change in the necessary circumstance as provided in the first paragraph, the SEC may
circumstance as provided in the first paragraph, the SEC may modify or change the conditions already specified. Division 2 Supervision of Business Operation ________________ SECTION 57 In managing a trust, a
for undertaking trust business. In cases where there has been a change in the necessary circumstance as provided in the first paragraph, the SEC may modify or change the conditions already specified