exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
Seminar on Capital Market for SMEs) และได้ร่วมประชุมหารือกับผู้แทนจากตลาดหลักทรัพย์เซินเจิ้น (Shenzhen Stock Exchange) ซึ่งนำโดย Mr. Li Hui Executive Vice President โดยได้มีการหารือถึงความร่วมมือระหว่างตลาด
, the Stock Exchange of Thailand, the Association of Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Bankers Association and the
Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange
inside information to trade CMO shares along with failure to report the changes of his CMO shareholding and launch a tender offer for CMO shares.With the referral from the Stock Exchange of Thailand, the
. (IT).With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during January 31 - February 4, 2013, Pantipa, IT financial controller, had sold 374,440 IT shares through
Limited (BSEC) based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed
333,333.33 baht for aiding and abetting in the aforesaid insider trading. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation, the aforesaid individuals from (1
Limited (ESTAR) for insider trading.With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during February 24-28, 2014, Ratanachai had used another person?s
(PAP) through the trading account of another person to seek unlawful personal gain.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed that on