the founding members. The regulations for and the supervision of securities trading center are comparable to those for stock exchange. Derivatives Exchange is a market to facilitate the trading of
the founding members. The regulations for and the supervision of securities trading center are comparable to those for stock exchange. Derivatives Exchange is a market to facilitate the trading of
receiving a transfer of securities between each other. G roup 4: Other related cases 4.1 Placing, modifying or cancellation a securities trading order through the securities trading system of the Stock
receiving a transfer of securities between each other. G roup 4: Other related cases 4.1 Placing, modifying or cancellation a securities trading order through the securities trading system of the Stock
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc. and obtain approval from the shareholders' meeting on the offering of shares not less than one year
and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary Duty). One year from the day when the wrongful act and person bound to make compensation become
and causes damage. Insider Trading, Market Manipulation, and Fraud or Failure to perform duties (Fiduciary Duty). One year from the day when the wrongful act and person bound to make compensation become
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment