incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants / investment analysts / unit sellers to give information or advice on the invested products or
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
the founding members. The regulations for and the supervision of securities trading center are comparable to those for stock exchange. Derivatives Exchange is a market to facilitate the trading of
the founding members. The regulations for and the supervision of securities trading center are comparable to those for stock exchange. Derivatives Exchange is a market to facilitate the trading of
receiving a transfer of securities between each other. G roup 4: Other related cases 4.1 Placing, modifying or cancellation a securities trading order through the securities trading system of the Stock
receiving a transfer of securities between each other. G roup 4: Other related cases 4.1 Placing, modifying or cancellation a securities trading order through the securities trading system of the Stock
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company ● Information of listed company (e.g., news, financial statements, list of shareholders) The Stock Exchange of
being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc. and obtain approval from the shareholders' meeting on the offering of shares not less than one year