Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
Miss Pichaya Krimwongrat During the period of 12 July 2017 to 17 January 2018 Miss Pichaya Krimwongrat colluded with others to manipulate the stock price of Principal Capital PCL (PRINC) by placing
TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Mr. Winyu Chaiyawan Mr. Winyu Chaiyawan, chief Executive Officer who is responsible for the operation of Thaicredit Retail Bank Public Company Limited (“TCR”), shall be liable for TCR offer for sale
Mr. Satit Viddayakorn During the period of 12 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mr. Satit Viddayakorn colluded with others to manipulate the stock
the stock price of Principal Capital PCL (PRINC) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or
stock price of Principal Capital PCL (PRINC) by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting the price or
Mrs. Payao Chalacheebh During the period of 12 July 2017 to 17 January 2018 and during 14 Febuary 2018 (pre-close) to 27 June 2018 Mrs. Payao Chalacheebh colluded with others to manipulate the stock
Mrs. Sompong Srisupornwong During the period of 12 July 2017 to 17 January 2018 Mrs. Sompong Srisupornwong colluded with others to manipulate the stock price of Principal Capital PCL (PRINC) by