Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
offer to sell warrant – PP which the board of directors is aware of the names of investors and the shareholders resolved to indicate the sale price for underlying shares for warrant – PP, investment
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
of the bills. - In case of bills having an agreement to provide additional collateral for debt repayment, such agreement must be enforceable under the law. - Applicable to the offering of short-term
an offer for sale of REIT units A REIT Manager (RM) has the duty to file an application for offer for sale of units. A Financial Advisor (FA)* is required to jointly submit the application and
plaintiff. Moreover, the counsel for the plaintiff shall be awarded when the Court renders judgment in favor of the plaintiff. The Court shall determine the amount of the award by taking into account the
in favor of the plaintiff. The Court shall determine the amount of the award by taking into account the difficulties of the case together with the period of time and the work of the counsel for the
, Australia, Japan, the Republic of Korea, New Zealand and Thailand. The MOC came into effect on 30 June 2016 and implemented in 2018. Please click here for the MOC and its Annexes. For further detail about
by an asset appraiser determined by SEC. In addition, SEC has improved the flexibility for a smart contract that has not covered the enforcement of investors’ rights as determined in the filing and
on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved